-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q+fUkb0D0FaHlpJI9KLR4fjOgfwIs1UizBLavmOUXqvTzr3r4vaH01DLIaqWKJbe O4VuUy+29/3exv42ynDdkg== 0001036050-98-000202.txt : 19980218 0001036050-98-000202.hdr.sgml : 19980218 ACCESSION NUMBER: 0001036050-98-000202 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980217 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PIERCE LEAHY CORP CENTRAL INDEX KEY: 0001020569 STANDARD INDUSTRIAL CLASSIFICATION: PUBLIC WAREHOUSING & STORAGE [4220] IRS NUMBER: 232588479 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-52359 FILM NUMBER: 98541659 BUSINESS ADDRESS: STREET 1: 631 PARK AVE CITY: KING OF PRUSSIA STATE: PA ZIP: 19406 BUSINESS PHONE: 6109928200 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PIERCE LEO W SR CENTRAL INDEX KEY: 0001055182 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: PIERCE LEAHY CORP STREET 2: 631 PARK AVE CITY: KING OF PRUSSIA STATE: PA ZIP: 19406 BUSINESS PHONE: 6109928200 MAIL ADDRESS: STREET 1: PIERCE LEAHY CORP STREET 2: 631 PARK AVE CITY: KING OF PRUSSIA STATE: PA ZIP: 19406 SC 13G 1 SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Pierce Leahy Corp. ------------------------------------------------------------------ (Name of Issuer) Common Stock ------------------------------------------------------------------ (Title of Class of Securities) 720722 10 7 --------------------------------- (CUSIP Number) The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 Pages CUSIP No. 720722 10 7 13G Page 2 of 5 Pages 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Leo W. Pierce, Sr. 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5 SOLE VOTING POWER 7,000 6 SHARED VOTING POWER 9,319,614 7 SOLE DISPOSITIVE POWER 408,813 8 SHARED DISPOSITIVE POWER 0 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9,326,614 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 56.7% 12 TYPE OF REPORTING PERSON* IN *SEE INSTRUCTION BEFORE FILLING OUT! Page 2 of 5 Pages SCHEDULE 13G ITEM 1. 1(A). NAME OF ISSUER: Pierce Leahy Corp. 1(B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 631 Park Avenue, King of Prussia, Pennsylvania 19406 ITEM 2. 2(A). NAME OF PERSON FILING: Leo W. Pierce, Sr. 2(B). ADDRESS OF PRINCIPAL BUSINESS OFFICE: 631 Park Avenue, King of Prussia, Pennsylvania 19406 2(C). CITIZENSHIP: U.S. 2(D). TITLE OF CLASS OF SECURITIES: Common Stock, $.01 par value 2(E). CUSIP NUMBER: 720722 10 7 ITEM 3. Not Applicable. ITEM 4. OWNERSHIP As of December 31, 1997, Leo W. Pierce, Sr. beneficially owned (as calculated in accordance with Rule 13d-3) 9,326,610 shares of Common Stock, representing 56.7% of the Common Stock then outstanding. Of such amount, 9,319,614 shares are held in a Voting Trust pursuant to a Voting Trust Agreement dated June 24, 1997 (as amended or restated from time to time, the "Voting Trust"). Leo W. Pierce, Sr. and J. Peter Pierce are the Trustees of the Voting Trust and, as such, each have shared power to vote the shares held in the Voting Trust. In the event that the two Trustees disagree as to how to vote the shares held subject to the Voting Trust, one-half of the shares subject to the Voting Trust will be voted at the direction of each Trustee. The beneficial owners of interests in the Voting Trust have the right to dispose of the shares as to which they have beneficial interests. Mr. Pierce has a direct beneficial interest in the 401,813 shares of Common Stock held in the Voting Trust and, as such, has sole Page 3 of 5 Pages dispositive power with respect to such shares. Mr. Pierce is also the Manager of the Pierce Family Foundation (the "Foundation"), which owns 7,000 shares of Common Stock. In his capacity as Manager, Mr. Pierce has sole voting and dispositive power with respect to such shares. Mr. Pierce disclaims beneficial ownership of all shares held by the Foundation. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS Not Applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Except with respect to the 401,813 shares of Common Stock held in the Voting Trust with respect to which Mr. Pierce has a direct beneficial interest, all of the other shares of Common Stock held in the Voting Trust are beneficially owned by other members of the Pierce family or Trusts for the benefit of members of the Pierce family. As such, the various beneficial owners of interests in the Voting Trust have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such shares of Common Stock. Of the shares held in the Voting Trust, the following individuals have the right to receive or direct the receipt of dividends from or the proceeds from the sale of the number of shares of Common Stock indicated: J. Peter Pierce -- 1,362,005 shares; Leo W. Pierce, Jr. -- 1,391,594 shares; Michael J. Pierce -- 1,193,076 shares; Mary E. Pierce -- 1,396,953 shares; Barbara P. Quinn -- 1,570,942 shares; and Constance P. Buckley -- 1,216,304 shares. With respect to the 7,000 shares of Common Stock held by the Foundation, the Foundation has the right to receive the dividends from or the proceeds from the sale of such shares. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not Applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not Applicable. ITEM 10. CERTIFICATION Not Applicable. Page 4 of 5 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 13, 1998 ---------------------------- Date /s/ Leo W. Pierce, Sr. ---------------------------- Signature Leo W. Pierce, Sr. ---------------------------- Name/Title Page 5 of 5 Pages -----END PRIVACY-ENHANCED MESSAGE-----